Cdi - junior compliance officer - redburn atlantic - paris

Rothschild & Co

Rothschild & Co est un groupe international de services financiers de premier plan, contrôlé par la famille depuis sept générations et au centre des marchés financiers depuis plus de 200 ans.

Notre expertise, notre savoir-faire et notre réseau mondial nous permettent de proposer une vision unique qui bénéficie à l’activité et la richesse de nos clients et de nos parties prenantes, en respectant notre planète.

Nos équipes de 4 200 spécialistes du conseil financier présents sur le terrain dans plus de 40 pays, apportent une vision internationale unique à travers quatre activités de premier plan – Global Advisory, Wealth Management, Asset Management et Five Arrows.

En notre qualité de groupe familial fondé sur les relations humaines, nous attachons une importance particulière au recrutement et au développement de carrière de nos collaborateurs afin qu'ils puissent s'épanouir dans leur parcours professionnel.

About the Compliance Team

The Compliance team at Redburn Atlantic oversees the compliance of market activities in France and the European Union (France, Spain, Germany), in coordination with the compliance teams of our parent company and, more broadly, the Rothschild & Co. group. The team is also responsible for the market abuse framework, managing information barriers, handling conflicts of interest, and overseeing the code of conduct applicable to employees across various entities.

Role and Responsibilities

The role is for a generalist compliance role with a focus on KYC and AML. The successful candidate will be part of a team of five who are responsible for ensuring that the company has the appropriate controls and procedures in place to ensure compliance with the UK and EU regulatory and legislative regime applicable to the activities of the company, and all applicable company policies and procedures. Full training will be provided, as required.

As a Junior Compliance Officer, you will report to the Compliance team and contribute to several key areas, including advisory, central compliance, and anti-money laundering (AML). Your responsibilities will include:

* Providing daily support to operational teams on compliance-related matters.
* Contributing to the updating of internal policies and procedures.
* Manage client / counterparty KYC requests received. Investigation and escalation of any issues identified during the KYC process.
* Conducting regulatory monitoring and participating in the analysis of changes to ensure their application within the organization.
* Assisting with transversal projects related to compliance and risk management.
* Participating in the execution of first- and second-level compliance controls.
* Assisting the Head of Compliance and other members of the team with tasks upon request.
* Assisting in the preparation of reports for senior management.
* Providing training to staff on compliance matters.

Your Profile

Education:

* Graduate of a business school, university, or equivalent program with a specialization in law, finance, compliance, or risk management (Master's degree or equivalent).

Technical Skills:

* Proficient in Microsoft Office Suite.
* Strong knowledge of financial regulations, including MiFID II, AML/CFT, and GDPR.
* Genuine interest in compliance and ethical issues.

Personal Skills:

* Meticulous, well-organized, and capable of managing multiple priorities effectively.
* Strong analytical skills and critical thinking.
* Excellent interpersonal skills and ability to communicate with a wide range of stakeholders.

Languages:

* Proficient in English, both written and spoken.
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