Trade surveillance officer h/f

A propos de Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB)

Crédit Agricole CIB est la banque de financement et d'investissement du groupe Crédit Agricole, 10ème groupe bancaire mondial en taille de bilan 2021 (The Banker, juillet 2022).
Près de 8600 collaborateurs répartis dans plus de 30 implantations en Europe, Amériques, Asie-Pacifique, Moyen-Orient et Afrique du Nord, accompagnent les clients de la Banque dans la couverture de leurs besoins financiers à travers le monde.
Crédit Agricole CIB propose à ses clients grandes entreprises et institutionnels une gamme de produits et services dans les métiers de la banque de marchés, de la banque d'investissement, des financements structurés, de la banque commerciale et du commerce international.
Pionnier dans le domaine de la finance Climat, la Banque occupe aujourd'hui une position de leader sur ce segment avec une offre complète pour l'ensemble de ses clients.

La majorité des postes est éligible au télétravail dans les conditions prévues par notre accord reposant sur le double volontariat (collaborateur & manager) et après une période d'intégration réussie.
Crédit Agricole CIB s'engage en faveur de l'insertion des personnes en situation de handicap, ainsi ce poste est ouvert à toutes et à tous.

Pour plus d'information : www.ca-cib.fr

Twitter : https://twitter.com/ca\_cib
LinkedIn : http:///company/credit-agricole-cib/ The Compliance Surveillance Team is responsible for designing, implementing, monitoring and testing a transversal range of surveillance models across the entire range of Businesses of CA CIB and Credit Agricole SA, London Branch (CASA), including providing a gap analysis that feeds into the annual BC M&S Control plan. Appropriately escalating suspicious transactions is fundamental to the role.

The role requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up to date Compliance matters. Knowledge of Surveillance Vendor tools is an advantage but not a requirement. The person should BE familiar with regulatory and conduct issues which are relevant to the CA CIB and CASA monitoring and surveillance framework i.e. Market Abuse and Conduct Risk.

The GMRC Framework monitors transactions across all CACIB business lines including :
Global Markets Division
Global Investment Banking
Treasury

Key Responsibilities :
The incumbent shall work within the Surveillance area to implement and perform monitoring and testing of trade alerts across all CA CIB and CASA business lines. They will give input for the design of new monitoring strategies.
Help to enhance monitoring and surveillance controls that extends to CA CIB ad CASA for conduct and market abuse risks. This includes, but IT not limited to :
Monitoring of Trades, Orders, RFQs and Market Data. (Daily)
Assist, develop and help implement new monitoring controls other than those set out above.
Follow up on any alerts identified as requiring calibration, threshold or logic changes or general improvements.
Compile breach / incident and audit trail reports arising from monitoring activity and report the outcome to the UK Head of Surveillance.
Create and document detailed user guides and desktop procedures ensuring all policies remain up to date.
Contribute to the maintenance of the annual Compliance Surveillance book of work.
Highlight issues to senior Surveillance Management regarding data input, data output and market data.
Identify and escalate potential instances of Market Abuse, Operational risk and other market integrity issues as discovered from the alert creation process.
Ensure the efficient escalation of any potential breaches and tracking them as appropriate.
Ensure that the monitoring findings are accurately recorded and retrievable to provide full reporting to senior management.
Proactively identify gaps and weaknesses in surveillance/ monitoring activity and actively seeking to address them.
Ensure confidentiality at all times due to privileged information access.
Maintain awareness of key regulatory updates and analysing their impact on alert development.
Participate actively to the changes in the organisation triggered by the revamping of the monitoring platform and tools.