Analyste princ., tests, conformité

Lieu de travail :

Toronto, Ontario, Canada

Horaire :

37.5

Secteur d’activité :

Conformité

Détails de la rémunération :

$76,800 - $115,200 CAD

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Description du poste :

Department Overview:

The Compliance Testing Team conducts risk-based Testing engagements across various Canadian Retail, Business Banking, and Corporate Office business units. This is an outstanding opportunity to be at the forefront of corporate governance, operating within a fast-paced regulatory environment.

Job Description:

Reporting to the Senior Manager, Compliance Testing, the primary responsibility of the Senior Compliance Testing Analyst is to execute testing activities for various Full-scope and Limited-scope Testing engagements, as assigned. Overall success is measured by the effective completion of all assigned Testing activities, the quality of the work performed and the identification of issues in the materials assessed. The successful candidate will work closely with members of the Canadian Banking Compliance team, as well as other risk management partners such as the Global Privacy Office and Legal.

Accountabilities:

1. Timely execution of Full-scope and Limited-scope Testing engagements, in accordance with established standards, to identify issues of non-compliance with applicable regulatory requirements.
2. Conduct skilled analytical research and analysis as part of the assigned testing engagements and initiatives.
3. Present objective and independent opinion on the adequacy of RCM processes and controls in accordance with regulatory and internal requirements.
4. Prepare the final report to management, discuss the report with management, and ensure that appropriate remediation plans and dates are obtained on a timely basis.
5. Execute follow-up of findings raised from testing engagements in accordance with established standards.
6. Prioritize and manage workload to deliver quality results and meet assigned timelines.
7. Adhere to internal policies, standards and procedures, methodologies, and applicable regulatory requirements to contribute to the review of internal processes and activities and assist in identifying potential opportunities to improve Compliance controls.
8. Maintain a culture of risk management and control, supported by effective processes in alignment with the Compliance risk appetite.
9. Assist with special projects, as required.

Qualifications/Skills/Experience:

1. Strong organizational and analytical skills to ensure execution of Testing activities.
2. Excellent and effective communication, relationship management and documentation skills.
3. Ability to solve problems, think critically and escalate issues as required.
4. Ability to work effectively within a team environment.
5. Strong time management and multi-tasking capabilities.

Specific Educational Requirements:

1. Post-secondary education.
2. A minimum 5 years of relevant work experience.
3. Accounting designation (i.e. CPA, CA), considered an asset.
4. Experience in a control testing or a regulatory compliance environment, considered an asset.
5. Previous experience within the banking industry, specifically Canadian Retail banking, considered an asset.
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